
An ad for a slave auction in 1840 
 
IT'S ONE of the oldest truisms around. Racism, it's said, is as old as human  society itself. As long as human beings have been around, the argument goes,  they have always hated or feared people of a different nation or skin color. In  other words, racism is just part of human nature.
 
If racism is part of human nature, then socialists have a real challenge on  their hands. If racism is hard-wired into human biology, then we should despair  of workers ever overcoming the divisions between them to fight for a socialist  society free of racial inequality.
 
Fortunately, racism isn't part of human nature. The best evidence for this  assertion is the fact that racism has not always existed.
 
Racism is a particular form of oppression. It stems from discrimination  against a group of people based on the idea that some inherited characteristic,  such as skin color, makes them inferior to their oppressors. Yet the concepts of  "race" and "racism" are modern inventions. They arose and became part of the  dominant ideology of society in the context of the African slave trade at the  dawn of capitalism in the 1500s and 1600s.
 
Although it is a commonplace for academics and opponents of socialism to  claim that Karl Marx ignored racism, Marx in fact described the processes that  created modern racism. His explanation of the rise of capitalism placed the  African slave trade, the European extermination of indigenous people in the  Americas and colonialism at its heart. In Capital, Marx writes:
  
The discovery of gold and silver in America, the extirpation, enslavement and  entombment in mines of the indigenous population of the continent, the  beginnings of the conquest and plunder of India, and the conversion of Africa  into a preserve for the commercial hunting of black skins are all things that  characterize the dawn of the era of capitalist production. 
 
Marx connected his explanation of the role of the slave trade in the rise of  capitalism to the social relations that produced racism against Africans. In  Wage Labor and Capital, written 12 years before the American Civil War,  he explains:
  
What is a Negro slave? A man of the black race. The one explanation is as  good as the other.
 
A Negro is a Negro. He only becomes a slave in certain relations. A cotton  spinning jenny is a machine for spinning cotton. It only becomes capital in  certain relations. Torn away from these conditions, it is as little capital as  gold by itself is money, or as sugar is the price of sugar. 
 
In this passage, Marx shows no prejudice to Blacks ("a man of the black  race," "a Negro is a Negro"), but he mocks society's equation of "Black" and  "slave" ("one explanation is as good as another"). He shows how the economic and  social relations of emerging capitalism thrust Blacks into slavery ("he only  becomes a slave in certain relations"), which produce the dominant ideology that  equates being African with being a slave.
 
These fragments of Marx's writing give us a good start in understanding the  Marxist explanation of the origins of racism. As the Trinidadian historian of  slavery Eric Williams put it: "Slavery was not born of racism: rather, racism  was the consequence of slavery." And, one should add, the consequence of modern  slavery at the dawn of capitalism. While slavery existed as an economic system  for thousands of years before the conquest of America, racism as we understand  it today did not exist.
  
  
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 From time immemorial?
 
The classical empires of Greece and Rome were based on slave labor. But  ancient slavery was not viewed in racial terms. Slaves were most often captives  in wars or conquered peoples. If we understand white people as originating in  what is today Europe, then most slaves in ancient Greece and Rome were white.  Roman law made slaves the property of their owners, while maintaining a "formal  lack of interest in the slave's ethnic or racial provenance," wrote Robin  Blackburn in The Making of New World Slavery.
 
Over the years, slave manumission produced a mixed population of slave and  free in Roman-ruled areas, in which all came to be seen as "Romans." The Greeks  drew a sharper line between Greeks and "barbarians," those subject to slavery.  Again, this was not viewed in racial or ethnic terms, as the socialist historian  of the Haitian Revolution, C.L.R. James, explained:
  
[H]istorically, it is pretty well proved now that the ancient Greeks and  Romans knew nothing about race. They had another standard--civilized and  barbarian--and you could have white skin and be a barbarian, and you could be  black and civilized. 
 
More importantly, encounters in the ancient world between the Mediterranean  world and Black Africans did not produce an upsurge of racism against Africans.  In Before Color Prejudice, Howard University classics professor Frank  Snowden documented innumerable accounts of interaction between the Greco-Roman  and Egyptian civilizations and the Kush, Nubian, and Ethiopian kingdoms of  Africa. He found substantial evidence of integration of Black Africans in the  occupational hierarchies of the ancient Mediterranean empires and Black-white  intermarriage. Black and mixed race gods appeared in Mediterranean art, and at  least one Roman emperor, Septimius Severus, was an African.
 
Between the 10th and 16th centuries, the chief source of slaves in Western  Europe was Eastern Europe. In fact, the word "slave" comes from the word "Slav,"  the people of Eastern Europe.
 
This outline doesn't mean to suggest a "pre-capitalist" Golden Age of racial  tolerance, least of all in the slave societies of antiquity. Empires viewed  themselves as centers of the universe and looked on foreigners as inferiors.  Ancient Greece and Rome fought wars of conquest against peoples they presumed to  be less advanced. Religious scholars interpreted the Hebrew Bible's "curse of  Ham" from the story of Noah to condemn Africans to slavery. Cultural and  religious associations of the color white with light and angels and the color  black with darkness and evil persisted.
 
But none of these cultural or ideological factors explain the rise of New  World slavery or the "modern" notions of racism that developed from it.
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 The African slave trade
 
The slave trade lasted for a little more than 400 years, from the mid-1400s,  when the Portuguese made their first voyages down the African coast, to the  abolition of slavery in Brazil in 1888.
 
Slave traders took as many as 12 million Africans by force to work on the  plantations in South America, the Caribbean and North America. About 13 percent  of slaves (1.5 million) died during the Middle Passage--the trip by boat from  Africa to the New World. The African slave trade--involving African slave  merchants, European slavers and New World planters in the traffic in human  cargo--represented the greatest forced population transfer ever.
 
The charge that Africans "sold their own people" into slavery has become a  standard canard against "politically correct" history that condemns the European  role in the African slave trade. The first encounters of the Spanish and  Portuguese, and later the English, with African kingdoms revolved around trade  in goods. Only after the Europeans established New World plantations requiring  huge labor gangs did the slave trade begin.
 
African kings and chiefs did indeed sell into slavery captives in wars or  members of other communities. Sometimes, they concluded alliances with Europeans  to support them in wars, with captives from their enemies being handed over to  the Europeans as booty. The demands of the plantation economies pushed "demand"  for slaves. Supply did not create its own demand.
 
In any event, it remains unseemly to attempt to absolve the European slavers  by reference to their African partners in crime. As historian Basil Davidson  rightly argues about African chiefs' complicity in the slave trade: "In this,  they were no less 'moral' than the Europeans who had instigated the trade and  bought the captives."
 
Onboard, Africans were restricted in their movements so that they wouldn't  combine to mutiny on the ship. In many slave ships, slaves were chained down,  stacked like firewood with less than a foot between them. On the plantations,  slaves were subjected to a regimen of 18-hour workdays. All members of slave  families were set to work. Since the New World tobacco and sugar plantations  operated nearly like factories, men, women and children were assigned tasks,  from the fields to the processing mills.
 
Slaves were denied any rights. Throughout the colonies in the Caribbean to  North America, laws were passed establishing a variety of common practices:  Slaves were forbidden to carry weapons, they could marry only with the owner's  permission, and their families could be broken up. They were forbidden to own  property. Masters allowed slaves to cultivate vegetables and chickens, so the  master wouldn't have to attend to their food needs. But they were forbidden even  to sell for profit the products of their own gardens.
 
Some colonies encouraged religious instruction among slaves, but all of them  made clear that a slave's conversion to Christianity didn't change their status  as slaves. Other colonies discouraged religious instruction, especially when it  became clear to the planters that church meetings were one of the chief ways  that slaves planned conspiracies and revolts. It goes without saying that slaves  had no political or civil rights, with no right to an education, to serve on  juries, to vote or to run for public office.
 
The planters instituted barbaric regimes of repression to prevent any slave  revolts. Slave catchers using tracker dogs would hunt down any slaves who tried  to escape the plantation. The penalties for any form of slave resistance were  extreme and deadly. One description of the penalties slaves faced in Barbados  reports that rebellious slaves would be punished by "nailing them down on the  ground with crooked sticks on every Limb, and then applying the Fire by degrees  from Feet and Hands, burning them gradually up to the Head, whereby their pains  are extravagant." Barbados planters could claim a reimbursement from the  government of 25 pounds per slave executed.
 
The African slave trade helped to shape a wide variety of societies from  modern Argentina to Canada. These differed in their use of slaves, the harshness  of the regime imposed on slaves, and the degree of mixing of the races that  custom and law permitted. But none of these became as virulently  racist--insisting on racial separation and a strict color bar--as the English  North American colonies that became the United States.
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 Unfree labor in the North American colonies
 
Notwithstanding the horrible conditions that African slaves endured, it is  important to underscore that when European powers began carving up the New World  between them, African slaves were not part of their calculations.
 
When we think of slavery today, we think of it primarily from the point of  view of its relationship to racism. But planters in the 17th and 18th centuries  looked at it primarily as a means to produce profits. Slavery was a method of  organizing labor to produce sugar, tobacco and cotton. It was not, first and  foremost, a system for producing white supremacy. How did slavery in the U.S.  (and the rest of the New World) become the breeding ground for racism?
 
For much of the first century of colonization in what became the United  States, the majority of slaves and other "unfree laborers" were white. The term  "unfree" draws the distinction between slavery and servitude and "free wage  labor" that is the norm in capitalism. One of the historic gains of capitalism  for workers is that workers are "free" to sell their ability to labor to  whatever employer will give them the best deal. Of course, this kind of freedom  is limited at best. Unless they are independently wealthy, workers aren't free  to decide not to work. They're free to work or starve. Once they do work, they  can quit one employer and go to work for another.
 
But the hallmark of systems like slavery and indentured servitude was that  slaves or servants were "bound over" to a particular employer for a period of  time, or for life in the case of slaves. The decision to work for another master  wasn't the slave's or the servant's. It was the master's, who could sell slaves  for money or other commodities like livestock, lumber or machinery.
 
The North American colonies started predominantly as private business  enterprises in the early 1600s. Unlike the Spanish, whose conquests of Mexico  and Peru in the 1500s produced fabulous gold and silver riches for Spain,  settlers in places like the colonies that became Maryland, Rhode Island, and  Virginia made money through agriculture. In addition to sheer survival, the  settlers' chief aim was to obtain a labor force that could produce the large  amounts of indigo, tobacco, sugar and other crops that would be sold back to  England. From 1607, when Jamestown was founded in Virginia to about 1685, the  primary source of agricultural labor in English North America came from white  indentured servants.
 
The colonists first attempted to press the indigenous population into labor.  But the Indians refused to be become servants to the English. Indians resisted  being forced to work, and they escaped into the surrounding area, which, after  all, they knew far better than the English. One after another, the English  colonies turned to a policy of driving out the Indians.
 
The colonists then turned to white servants. Indentured servants were  predominantly young white men--usually English or Irish--who were required to  work for a planter master for some fixed term of four to seven years. The  servants received room and board on the plantation but no pay. And they could  not quit and work for another planter. They had to serve their term, after which  they might be able to acquire some land and to start a farm for themselves.
 
They became servants in several ways. Some were prisoners, convicted of petty  crimes in Britain, or convicted of being troublemakers in Britain's first  colony, Ireland. Many were kidnapped off the streets of Liverpool or Manchester,  and put on ships to the New World. Some voluntarily became servants, hoping to  start farms after they fulfilled their obligations to their masters.
 
For most of the 1600s, the planters tried to get by with a predominantly  white, but multiracial workforce. But as the 17th century wore on, colonial  leaders became increasingly frustrated with white servant labor. For one thing,  they faced the problem of constantly having to recruit labor as servants' terms  expired. Second, after servants finished their contracts and decided to set up  their farms, they could become competitors to their former masters.
 
And finally, the planters didn't like the servants' "insolence." The  mid-1600s were a time of revolution in England, when ideas of individual freedom  were challenging the old hierarchies based on royalty. The colonial planters  tended to be royalists, but their servants tended to assert their "rights as  Englishmen" to better food, clothing and time off. Most laborers in the colonies  supported the servants. As the century progressed, the costs of servant labor  increased. Planters started to petition the colonial boards and assemblies to  allow the large-scale importation of African slaves.
 
Black slaves worked on plantations in small numbers throughout the 1600s. But  until the end of the 1600s, it cost planters more to buy slaves than to buy  white servants. Blacks lived in the colonies in a variety of statuses--some were  free, some were slaves, some were servants. The law in Virginia didn't establish  the condition of lifetime, perpetual slavery or even recognize African servants  as a group different from white servants until 1661. Blacks could serve on  juries, own property and exercise other rights. Northampton County, Virginia,  recognized interracial marriages and, in one case, assigned a free Black couple  to act as foster parents for an abandoned white child. There were even a few  examples of Black freemen who owned white servants. Free Blacks in North  Carolina had voting rights. In the 1600s, the Chesapeake society of eastern  Virginia had a multiracial character, according to historian Betty Wood:
  
There is persuasive evidence dating from the 1620s through the 1680s that  there were those of European descent in the Chesapeake who were prepared to  identify and cooperate with people of African descent. These affinities were  forged in the world of plantation work. On many plantations, Europeans and West  Africans labored side by side in the tobacco fields, performing exactly the same  types and amounts of work; they lived and ate together in shared housing; they  socialized together; and sometimes they slept together. 
 
The planters' economic calculations played a part in the colonies' decision  to move toward full-scale slave labor. By the end of the 17th century, the price  of white indentured servants outstripped the price of African slaves. A planter  could buy an African slave for life for the same price that he could purchase a  white servant for 10 years. As Eric Williams explained:
  
Here, then, is the origin of Negro slavery. The reason was economic, not  racial; it had to do not with the color of the laborer, but the cheapness of the  labor. [The planter] would have gone to the moon, if necessary, for labor.  Africa was nearer than the moon, nearer too than the more populous countries of  India and China. But their turn would soon come. 
 
Planters' fear of a multiracial uprising also pushed them towards racial  slavery. Because a rigid racial division of labor didn't exist in the 17th  century colonies, many conspiracies involving Black slaves and white indentured  servants were hatched and foiled. We know about them today because of court  proceedings that punished the runaways after their capture. As historians T.H.  Breen and Stephen Innes point out, "These cases reveal only extreme actions,  desperate attempts to escape, but for every group of runaways who came before  the courts, there were doubtless many more poor whites and blacks who cooperated  in smaller, less daring ways on the plantation."
 
The largest of these conspiracies developed into Bacon's Rebellion, an  uprising that threw terror into the hearts of the Virginia Tidewater planters in  1676. Several hundred farmers, servants and slaves initiated a protest to press  the colonial government to seize Indian land for distribution. The conflict  spilled over into demands for tax relief and resentment of the Jamestown  establishment. Planter Nathaniel Bacon helped organize an army of whites and  Blacks that sacked Jamestown and forced the governor to flee. The rebel army  held out for eight months before the Crown managed to defeat and disarm it.
 
Bacon's Rebellion was a turning point. After it ended, the Tidewater planters  moved in two directions: first, they offered concessions to the white freemen,  lifting taxes and extending to them the vote; and second, they moved to  full-scale racial slavery.
 
Fifteen years earlier, the Burgesses had recognized the condition of slavery  for life and placed Africans in a different category as white servants. But the  law had little practical effect. "Until slavery became systematic, there was no  need for a systematic slave code. And slavery could not become systematic so  long as an African slave for life cost twice as much as an English servant for a  five-year term," wrote historian Barbara Jeanne Fields.
 
Both of those circumstances changed in the immediate aftermath of Bacon's  Rebellion. In the entire 17th century, the planters imported about 20,000  African slaves. The majority of them were brought to North American colonies in  the 24 years after Bacon's Rebellion.
 
In 1664, the Maryland legislature passed a law determining who would be  considered slaves on the basis of the condition of their father--whether their  father was slave or free. It soon became clear, however, that establishing  paternity was difficult, but that establishing who was a person's mother was  definite. So the planters changed the law to establish slave status on the basis  of the mother's condition.
 
Now white slaveholders who fathered children by slave women would be  guaranteed their offspring as slaves. And the law included penalties for "free"  women who slept with slaves. But what's most interesting about this law is that  it doesn't really speak in racial terms. It attempts to preserve the property  rights of slaveholders and establish barriers between slave and free which were  to become hardened into racial divisions over the next few years.
 
Taking the Maryland law as an example, Fields made this important point:
  
Historians can actually observe colonial Americans in the act of preparing  the ground for race without foreknowledge of what would later arise on the  foundation they were laying. [T]he purpose of the experiment is clear: to  prevent the erosion of slaveowners' property rights that would result if the  offspring of free white women impregnated by slave men were entitled to freedom.  The language of the preamble to the law makes clear that the point was not yet  race. 
 
Race does not explain the law. Rather, the law shows society in the act of  inventing race.
 
After establishing that African slaves would cultivate major cash crops of  the North American colonies, the planters then moved to establish the  institutions and ideas that would uphold white supremacy. Most unfree labor  became Black labor. Laws and ideas intended to underscore the subhuman status of  Black people--in a word, the ideology of racism and white supremacy--emerged  full-blown over the next generation.
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 "All men are created equal"
 
Within a few decades, the ideology of white supremacy was fully developed.  Some of the greatest minds of the day--such as Scottish philosopher David Hume  and Thomas Jefferson, the man who wrote the Declaration of Independence--wrote  treatises alleging Black inferiority.
 
The ideology of white supremacy based on the natural inferiority of Blacks,  even allegations that Blacks were subhuman, strengthened throughout the 18th  century. This was the way that the leading intellectual figures of the time  reconciled the ideals of the 1776 American Revolution with slavery. The American  Revolution of 1776 and later the French Revolution of 1789 popularized the ideas  of liberty and the rights of all human beings. The Declaration of Independence  asserts that "all men are created equal" and possess certain "unalienable  rights"--rights that can't be taken away--of "life, liberty, and the pursuit of  happiness."
 
As the first major bourgeois revolution, the American Revolution sought to  establish the rights of the new capitalist class against the old feudal  monarchy. It started with the resentment of the American merchant class that  wanted to break free from British restrictions on its trade.
 
But its challenge to British tyranny also gave expression to a whole range of  ideas that expanded the concept of "liberty" from being just about trade to  include ideas of human rights, democracy, and civil liberties. It legitimized an  assault on slavery as an offense to liberty. Some of the leading American  revolutionaries, such as Thomas Paine and Benjamin Franklin, endorsed abolition.  Slaves and free Blacks also pointed to the ideals of the revolution to call for  abolishing slavery.
 
But because the revolution aimed to establish the rule of capital in America,  and because a lot of capitalists and planters made a lot of money from slavery,  the revolution compromised with slavery. The Declaration initially contained a  condemnation of King George for allowing the slave trade, but Jefferson dropped  it following protests from representatives from Georgia and the Carolinas.
 
How could the founding fathers of the U.S.--most of whom owned slaves  themselves--reconcile the ideals of liberty for which they were fighting with  the existence of a system that represented the exact negation of liberty?
 
The ideology of white supremacy fit the bill. We know today that "all men"  didn't include women, Indians or most whites. But to rule Black slaves out of  the blessings of liberty, the leading head-fixers of the time argued that Blacks  weren't really "men," they were a lower order of being. Jefferson's Notes  from Virginia, meant to be a scientific catalogue of the flora and fauna of  Virginia, uses arguments that anticipate the "scientific racism" of the 1800s  and 1900s.
 
With few exceptions, no major institution--such as the universities, the  churches or the newspapers of the time--raised criticisms of white supremacy or  of slavery. In fact, they helped pioneer religious and academic justifications  for slavery and Black inferiority. As C.L.R. James put it, "[T]he conception of  dividing people by race begins with the slave trade. This thing was so shocking,  so opposed to all the conceptions of society which religion and philosophers  had, that the only justification by which humanity could face it was to divide  people into races and decide that the Africans were an inferior race."
 
White supremacy wasn't only used to justify slavery. It was also used to keep  in line the two-thirds of Southern whites who weren't slaveholders. Unlike the  French colony of St. Domingue or the British colony of Barbados, where Blacks  vastly outnumbered whites, Blacks were a minority in the slave South. A tiny  minority of slave-holding whites, who controlled the governments and economies  of the Deep South states, ruled over a population that was roughly two-thirds  white farmers and workers and one-third Black slaves.
 
The slaveholders' ideology of racism and white supremacy helped to divide the  working population, tying poor whites to the slaveholders. Slavery afforded poor  white farmers what Fields called a "social space" whereby they preserved an  illusory "independence" based on debt and subsistence farming, while the rich  planters continued to dominate Southern politics and society. "A caste system as  well as a form of labor," historian James M. McPherson wrote, "slavery elevated  all whites to the ruling caste and thereby reduced the potential for class  conflict."
 
The great abolitionist Frederick Douglass understood this dynamic:
  
The hostility between the whites and blacks of the South is easily explained.  It has its root and sap in the relation of slavery, and was incited on both  sides by the poor whites and the blacks by putting enmity between them. They  divided both to conquer each. [Slaveholders denounced emancipation as] tending  to put the white working man on an equality with Blacks, and by this means, they  succeed in drawing off the minds of the poor whites from the real fact, that by  the rich slave-master, they are already regarded as but a single remove from  equality with the slave. 
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 Slavery and capitalism
 
Slavery in the colonies helped produce a boom in the 18th century economy  that provided the launching pad for the industrial revolution in Europe. From  the start, colonial slavery and capitalism were linked. While it is not correct  to say that slavery created capitalism, it is correct to say that slavery  provided one of the chief sources for the initial accumulations of wealth that  helped to propel capitalism forward in Europe and North America.
 
The clearest example of the connection between plantation slavery and the  rise of industrial capitalism was the connection between the cotton South,  Britain and, to a lesser extent, the Northern industrial states. Here, we can  see the direct link between slavery in the U.S. and the development of the most  advanced capitalist production methods in the world. Cotton textiles accounted  for 75 percent of British industrial employment in 1840, and, at its height,  three-fourths of that cotton came from the slave plantations of the Deep South.  And Northern ships and ports transported the cotton.
 
To meet the boom in the 1840s and 1850s, the planters became even more  vicious. On the one hand, they tried to expand slavery into the West and Central  America. The fight over the extension of slavery into the territories eventually  precipitated the Civil War in 1861. On the other hand, they drove slaves  harder--selling more cotton to buy more slaves just to keep up. On the eve of  the Civil War, the South was petitioning to lift the ban on the importation of  slaves that had existed officially since 1808.
 
Karl Marx clearly understood the connection between plantation slavery in the  cotton South and the development of capitalism in England. He wrote in  Capital:
  
While the cotton industry introduced child-slavery into England, in the  United States, it gave the impulse for the transformation of the more or less  patriarchal slavery into a system of commercial exploitation. In fact, the  veiled slavery of the wage-laborers in Europe needed the unqualified slavery of  the New World as its pedestal. Capital comes dripping from head to toe, from  every pore, with blood and dirt. 
 
The close connection between slavery and capitalism, and thus, between racism  and capitalism, gives the lie to those who insist that slavery would have just  died out. In fact, the South was more dependent on slavery right before the  Civil War than it was 50 or 100 years earlier. Slavery lasted as long as it did  because it was profitable. And it was profitable to the richest and most  "well-bred" people in the world.
 
The Civil War abolished slavery and struck a great blow against racism. But  racism itself wasn't abolished. On the contrary, just as racism was created to  justify colonial slavery, racism as an ideology was refashioned. It now no  longer justified the enslavement of Blacks, but it justified second-class status  for Blacks as wage laborers and sharecroppers.
 
Racist ideology was also refashioned to justify imperialist conquest at the  turn of the last century. As a handful of competing world powers vied to carve  up the globe into colonial preserves for cheap raw materials and labor, racism  served as a convenient justification. The vast majority of the world's people  were now portrayed as inferior races, incapable of determining their own future.  Slavery disappeared, but racism remained as a means to justify the domination of  millions of people by the U.S., various European powers, and later by Japan.
 
Because racism is woven right into the fabric of capitalism, new forms of  racism arose with changes in capitalism. As the U.S. economy expanded and  underpinned U.S. imperial expansion, imperialist racism--which asserted that the  U.S. had a right to dominate other peoples, such as Mexicans and  Filipinos--developed. As the U.S. economy grew and sucked in millions of  immigrant laborers, anti-immigrant racism developed.
 
But these are both different forms of the same ideology--of white supremacy  and division of the world into "superior" and "inferior" races--that had their  origins in slavery.
 
Racism and capitalism have been intertwined since the beginning of  capitalism. You can't have capitalism without racism. Therefore, the final  triumph over racism will only come when we abolish racism's chief  source--capitalism--and build a new socialist society.